COMPLIANCE CHART FOR EQUITY LISTED COMPANIES

Compliance Status as on June 30, 2026

Introduction

The regulatory framework applicable to equity listed entities requires timely and accurate compliance with various provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR Regulations”), along with applicable requirements relating to Depositories, Registrar and Transfer Agents (RTA), and the SEBI (Prohibition of Insider Trading) Regulations, 2015 (“SEBI PIT Regulations”).

The following compliance chart provides a consolidated overview of the key periodic and event-based compliances applicable to an equity listed entity for the quarter ended June 30, 2026, along with the prescribed due dates and mode of filing/disclosure.

1. SEBI LODR COMPLIANCES

2. SEBI DP COMPLIANCES

The following compliances are required to be undertaken in relation to reconciliation of share capital and certification by the Registrar and Share Transfer Agent:

3. SEBI PIT COMPLIANCES

The listed entity is also required to ensure compliance with the provisions relating to prevention of insider trading, trading window closure, structured digital database and related depository requirements.

Key Compliance Takeaways

• All periodic filings should be completed within the prescribed statutory timelines to avoid additional fees, penalties or regulatory action.
• The Integrated Filing - Governance and Integrated Filing - Financial requirements should be appropriately coordinated with the respective XBRL and PDF submissions.
• Prior intimation of Board Meetings should be made within the prescribed timeline under Regulation 29.
• Shareholding Pattern and Reconciliation of Share Capital Audit should be completed and filed within their respective due dates.
• The Company should ensure timely compliance with CDSL requirements, including PAN freezing and end-date updates.
• The Structured Digital Database (SDD) should be maintained and updated on a continuous basis, particularly in relation to UPSI sharing and relevant events.
• Website and newspaper disclosures should also be completed within the prescribed timelines and in the applicable format.

Conclusion

Timely compliance with the SEBI LODR Regulations, SEBI PIT Regulations and applicable Depository requirements is an essential responsibility of every equity listed entity. The compliance calendar should therefore be closely monitored by the Company Secretary and the concerned compliance teams to ensure that all statutory filings, disclosures and system-based submissions are completed within the prescribed timelines.

A proactive compliance approach, supported by proper coordination among the Company, Board, RTA, Depositories, Stock Exchanges and other stakeholders, helps minimise the risk of delays, additional fees, penalties and regulatory observations.

This compliance chart may be used as a practical monitoring tool for the quarter ended June 30, 2026, and the respective due dates should be tracked through an internal compliance calendar for timely action.

Disclaimer

The contents of this document are provided based on the provisions and information available as on the date of preparation. While every reasonable effort has been made to ensure the accuracy and reliability of the information contained herein, no responsibility is assumed for any errors or omissions.

Users are advised to refer to the applicable laws, rules, regulations, circulars, notifications and amendments for complete and updated requirements. This document is intended solely for general compliance-reference purposes and should not be construed as legal advice. No liability is accepted for any consequence arising from the use of this document.